Regulatory Disclosures

SEBI Registered Investment Adviser disclosures — investor charter, complaint status, grievance redressal, escalation matrix and compliance audit status.

SEBI Registered Investment Adviser

Display of information — as mandated under SEBI Investment Advisers Regulations, 2013

Name (as registered with SEBI)

Daksham Capital Services Private Limited

Trade Name

Daksham Capital

Type of Registration

Non-Individual

SEBI Registration Number

INA000022011

Validity of Registration

Perpetual

BSE Enlistment No.

2453

CIN

U66190HR2025PTC134170

Telephone

+91-95997-75519

Registered Address

A-342, First Floor, Sushant Lok 2, Gurugram, Haryana 122001


Principal Officer

Aakash Gupta

+91-95997-75519

aakashgupta@dakshamcapital.ai


Compliance / Grievance Officer

Mr. Chirag Bhatia

+91-96549-31834

chiragbhatia@dakshamcapital.ai


Corresponding SEBI Regional Office

NBCC Complex, Office Tower-1, 8th Floor, Plate B, East Kidwai Nagar, New Delhi – 110023

Investor Charter

Vision, mission, rights and responsibilities of investors.

The Investor Charter sets out our vision of enabling investors to “invest with knowledge & safety,” along with the services we provide, the rights of investors, and their responsibilities under the SEBI (Investment Advisers) Regulations, 2013.

It covers our commitment to unbiased risk-profiling, transparent disclosures, confidentiality and timely grievance redressal.

Read the full Investor Charter (PDF)

Grievance Redressal Mechanism

Complaints may arise from lack of understanding or a deficiency of service. In case of any complaint or query:

Compliance Officer — Mr. Chirag Bhatia

Email: chiragbhatia@dakshamcapital.ai

Phone: +91-96549-31834

CEO / Partner / IA — Mr. Aakash Gupta

Email: aakashgupta@dakshamcapital.ai

Phone: +91-95997-75519

If you are not satisfied with our response, you may lodge your grievance with SEBI on the SCORES portal, or write to any SEBI office. If still unsatisfied, the matter may be taken to the ODR (SMART ODR) platform for online conciliation or arbitration, per SEBI circular SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July 31, 2023.

Lodge a complaint on SEBI SCORES Download SCORES App SMART ODR Portal

Complaint Status

Data for the month ending February 2026. Updated by the 7th of every succeeding month.

Sr. Received from Pending (last month) Received Resolved* Total Pending# Pending > 3 months Avg. Resolution (days)^
1 Directly from Investors 0 0 0 0 0 0
2 SEBI (SCORES) 0 0 0 0 0 0
3 Other Sources (if any) 0 0 0 0 0 0
Grand Total 0 0 0 0 0 0


Trend of annual disposal of complaints


Sr. Year Carried forward Received Resolved* Pending#
1 2025-2026 0 0 0 0
2 2024-2025 0 0 0 0
3 2023-2024 0 0 0 0
4 2022-2023 0 0 0 0
Grand Total 0 0 0 0

* Inclusive of complaints of previous periods resolved in the current period. # Inclusive of complaints pending as on the last day of the period. ^ Average resolution time in days.

Grievance Escalation Matrix

Displayed prominently as per BSE directive dated 9 December 2024.

Designation Contact Person Address Contact No. Email Working Hours
Customer Care   A-342, Sushant Lok 2, Gurugram +91-85118-24024 clientservice@dakshamcapital.ai Mon–Fri, 9:30–18:00
Compliance Officer Chirag Bhatia A-342, Sushant Lok 2, Gurugram +91-96549-31834 chiragbhatia@dakshamcapital.ai Mon–Fri, 9:30–18:00
Principal Officer Aakash Gupta A-342, Sushant Lok 2, Gurugram +91-95997-75519 aakashgupta@dakshamcapital.ai Mon–Fri, 9:30–18:00

Compliance Audit Status

Disclosure under Section 19(1) of the Investment Advisers Regulations, 2013

S. No. Financial Year Compliance Audit Status Remarks
1 FY 2024-25 Not Applicable IA was not registered during FY 2024-25
2 FY 2025-26 Not Applicable Under process

Grievance Redressal for Persons with Disabilities

Accessibility Compliance — SEBI Circular dated July 31, 2025.

Dedicated Channels

Process

  • ✓ Accessibility grievances acknowledged within 2 working days.
  • ✓ Resolution / response provided within 15 working days.
  • ✓ Complex issues requiring longer timelines communicated clearly to the complainant.

Escalation

Level 1 — Nodal Officer: Mr. Chirag Bhatia
chiragbhatia@dakshamcapital.ai • +91-96549-31834

Level 2 — Principal Officer: Mr. Aakansh Gupta
aakashgupta@dakshamcapital.ai • +91-9830137319

SEBI-Validated UPI ID

Now pay using our SEBI-validated UPI ID: Under process

⚠️ Look for the white thumbs-up icon in a green triangle on your UPI app for secure payments. You can verify our UPI ID and bank details through the ‘SEBI Check’ functionality before making any payment.

Standard Warning & Disclaimer

Standard Warning

Investment in securities market are subject to market risks. Read all the related documents carefully before investing.

Disclaimer

Registration granted by SEBI, membership of BSE and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

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